Legal & Compliance
Catey Inc. is a registered investment advisor under Colorado law. This page provides our full regulatory disclosures as required under U.S. securities law.
Company Registration
Registered Persons
The following individuals are registered as principal investment advisors with the Colorado Division of Securities.
Daniel Rex Misken
CRD# 2814679
Jack T. Aksan
CRD# 2539281
Supervision & Oversight
Colorado Division of Securities
1700 Lincoln Street, Suite 2350
Denver, CO 80203
United States of America
State-Registered Investment Advisor
Catey Inc. is registered as an investment advisor with the Colorado Division of Securities under IARD# 316011. Clients may verify registration through the IARD public disclosure system.
Downloads
The following documents are provided in accordance with Catey Inc.'s disclosure obligations. The most current version is always available here.